Guardianship or Conservatorship for a Native American

Print Article

At Fleming & Curti, PLC, we handle a lot of guardianship and conservatorship matters in Arizona courts. But what about proceedings involving a Native American? Can we bring an action in the Arizona courts, or do someone have to initiate proceedings in tribal courts? None of us are admitted to practice in any tribal courts, so that would necessitate a referral to another firm.

Enrolled membership and residence

Tribal court have jurisdiction over their enrolled members who reside on their reservation or in some other Native communities. And some tribes accept jurisdiction over their enrolled members who live outside of any Indian or Native community. No tribal court asserts jurisdiction over non-members in the guardianship arena.

Since American reservations are necessarily located in states (or territories), there will also be a state that can assert jurisdiction. State jurisdiction will depend on where the individual actually lives — so if a reservation spans two or more states, only the state where the Native American actually resides will have jurisdiction.

Jurisdiction for guardianship and conservatorship matters is usually “concurrent.” That means that a given proceeding can be brought in either the tribal or state court. One or the other might, though, be the preferable choice. If, for example, the Native American subject of the proceedings owns real estate off the reservation, or has all of their contacts and support systems inside the Native community, those realities might form the basis for selecting jurisdiction.

Are there problems with selecting the “wrong” jurisdiction?

Problems can (but don’t very often) arise because the guardianship or conservatorship is started in one or the other court. It’s at least theoretically possible to transfer a guardianship or conservatorship from one jurisdiction to the other, though tribes can not adopt the Uniform Adult Guardianship and Protective Proceedings Jurisdiction Act, which could make it easier to complete such transfers. But the reality is that state courts and tribal courts don’t have much interaction with one another.

One other issue: there can be assets, income and benefits available to the Native American subject of a guardianship or conservatorship that are not familiar to the participants in a state court proceeding. Per capita distributions of tribal revenues, for example, may raise uncommon accounting, tax and administration issues. Eligibility for Indian Health Service (IHS) benefits may be equally challenging to navigate. Practitioners in tribal courts may just be more familiar with these programs available to the Native American subject of a proceeding.

Are the rules different for guardianships over children?

Oh, yes. The Indian Child Welfare Act (ICWA), adopted by the federal government in 1978, emphasized tribal courts for proceedings involving Native American children. In general (and there are lots of “yes but” items in this arena), the relevant tribal court has primary — and sometimes exclusive — jurisdiction over proceedings involving Native American minors. And it covers not only enrolled members but also children who would be eligible to be enrolled.

Here’s the upshot: when a Native American elder (or child, or young adult with a disability) is subject to the Arizona court process, rules can be flexible. We occasionally get to work with unknown situations and have to learn to adapt. Sort of like the three sisters growing in our urban gardens in changing (climate) times.

Stay up to date

Subscribe to our Newsletter to get our takes on some of the situations families, seniors, and individuals with disabilities find themselves in. These posts help guide you in the decision making process and point out helpful tips and nuances to take advantage of. Enter your email below to have our entries sent directly to your inbox!

Robert B. Fleming

Attorney

Robert Fleming is a Fellow of both the American College of Trust and Estate Counsel and the National Academy of Elder Law Attorneys. He has been certified as a Specialist in Estate and Trust Law by the State Bar of Arizona‘s Board of Legal Specialization, and he is also a Certified Elder Law Attorney by the National Elder Law Foundation. Robert has a long history of involvement in local, state and national organizations. He is most proud of his instrumental involvement in the Special Needs Alliance, the premier national organization for lawyers dealing with special needs trusts and planning.

Robert has two adult children, two young grandchildren and a wife of over fifty years. He is devoted to all of them. He is also very fond of Rosalind Franklin (his office companion corgi), and his homebound cat Muninn. He just likes people, their pets and their stories.

Elizabeth N.R. Friman

Attorney

Elizabeth Noble Rollings Friman is a principal and licensed fiduciary at Fleming & Curti, PLC. Elizabeth enjoys estate planning and helping families navigate trust and probate administrations. She is passionate about the fiduciary work that she performs as a trustee, personal representative, guardian, and conservator. Elizabeth works with CPAs, financial professionals, case managers, and medical providers to tailor solutions to complex family challenges. Elizabeth is often called upon to serve as a neutral party so that families can avoid protracted legal conflict. Elizabeth relies on the expertise of her team at Fleming & Curti, and as the Firm approaches its third decade, she is proud of the culture of care and consideration that the Firm embodies. Finding workable solutions to sensitive and complex family challenges is something that Elizabeth and the Fleming & Curti team do well.

Amy F. Matheson

Attorney

Amy Farrell Matheson has worked as an attorney at Fleming & Curti since 2006. A member of the Southern Arizona Estate Planning Council, she is primarily responsible for estate planning and probate matters.

Amy graduated from Wellesley College with a double major in political science and English. She is an honors graduate of Suffolk University Law School and has been admitted to practice in Arizona, Massachusetts, New York, and the District of Columbia.

Prior to joining Fleming & Curti, Amy worked for American Public Television in Boston, and with the international trade group at White & Case, LLP, in Washington, D.C.

Amy’s husband, Tom, is an astronomer at NOIRLab and the Head of Time Domain Services, whose main project is ANTARES. Sadly, this does not involve actual time travel. Amy’s twin daughters are high school students; Finn, her Irish Red and White Setter, remains a puppy at heart.

Famous people's wills

Matthew M. Mansour

Attorney

Matthew is a law clerk who recently earned his law degree from the University of Arizona James E. Rogers College of Law. His undergraduate degree is in psychology from the University of California, Santa Barbara. Matthew has had a passion for advocacy in the Tucson community since his time as a law student representative in the Workers’ Rights Clinic. He also has worked in both the Pima County Attorney’s Office and the Pima County Public Defender’s Office. He enjoys playing basketball, caring for his cat, and listening to audiobooks narrated by the authors.